KKR & Co. Inc. (Form: 8-K, Received: 06/17/2019 09:08:10)

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549


FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported):  June 17, 2019

KKR & CO. INC.
(Exact name of registrant as specified in its charter)

Delaware
001-34820
26-0426107
(State or other jurisdiction of incorporation)
(Commission File Number)
(IRS Employer Identification No.)

9 West 57 th Street, Suite 4200
New York, New York
10019
(Address of principal executive offices)
(Zip Code)

(212) 750-8300
(Registrant’s telephone number, including area code)

NOT APPLICABLE
(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class
Trading symbol(s)
Name of each exchange on which registered
Class A Common Stock
KKR
New York Stock Exchange
6.75% Series A Preferred Stock
KKR PR A
New York Stock Exchange
6.50% Series B Preferred Stock
KKR PR B
New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.



Item 7.01
Regulation FD Disclosure.

In connection with the marketing of a potential debt financing transaction, on June 17, 2019, KKR & Co. Inc. (“KKR”) disclosed the following information:

Based upon completed and anticipated transactional activity, including strategic and secondary sale transactions, KKR estimates it will earn gross realized carried interest and total realized investment income between $250 million and $325 million on a segment basis for the quarter ended June 30, 2019. This estimate is not intended to predict or represent the total segment revenues for the full quarter ending June 30, 2019, because it does not include the results or impact of any other sources of income, including fee income, losses or expenses.  This estimate is also not necessarily indicative of the results that may be expected for any other period, including the entire year ending December 31, 2019.

As provided in General Instruction B.2 of Form 8-K, the information in this Item 7.01 shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
KKR & CO. INC.
 
       
Date: June 17, 2019
 
By:
/s/ Christopher Lee  
   
Name: Christopher Lee
 
   
Title:   Assistant Secretary
 



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